| AU-01 |
State, owner and scope of activity authorization; stop on missing/conflicting consent |
A |
Each intake/transition/change |
Versioned state record, permissions, effective instrument if needed, dated decision |
FDE lead |
Customer authority for customer activity; Decentra commercial/delivery and counsel/security for their domains |
#qualify, #g0–#g2, #controls; no meeting grants access |
A—pending |
| AU-02 |
Least-privilege, expiring/revocable named access; no shared production secrets |
A |
Any access to customer assets |
Roster, least-privilege grant, credential inventory, revocation |
FDE technical lead |
Customer system owner and Decentra security |
#controls, #evidence, SE-02 |
A—pending |
| AU-03 |
Confidentiality, synthetic-first and customer-controlled or expressly approved data enclave; no inferred export |
A |
Any nonpublic customer material |
Classification, data-flow/storage/retention map, permission, deletion route |
FDE lead and privacy owner |
Customer data owner, security/privacy and counsel for transfers |
#controls, #g4, SE-01 |
A—pending |
| AU-04 |
Agent proposal distinct from buyer consent/payment authority; map human/institutional decisions |
A |
Any agentic payment journey |
Actor/authority, revocation, funds/custody and system-of-record map |
FDE technical lead |
Customer payment/system authority and Decentra security |
#mandate, #g3, #controls |
A—pending |
| AU-05 |
Named staff and controlled access; no informal helper or subcontractor access |
A |
Any customer work/access |
Roster, internal approval, removal record |
FDE lead |
Decentra security/HR and customer if required |
#controls, #roles, SE-02 |
A—pending |
| AU-06 |
Prompt internal suspected-incident escalation and preservation; no unilateral external notice |
A |
Suspected engagement incident |
Incident route, event chronology, preservation/containment and owner |
Security incident lead and FDE lead |
Decentra security incident authority; counsel for notices |
#controls, SE-04; distinct from external clocks |
A—pending |
| AU-07 |
Separate controlled production change, testing, monitoring and rollback |
A |
Proposed live effect |
Versioned release, tests, customer change approval, rollback and reconciliation |
FDE technical lead |
Customer release/payment owner plus Decentra security/support and applicable legal |
#g3–#g5, #controls, EX-03 |
A—pending |
| AU-08 |
Versioned evidence, exceptions, truthful maturity/claims and distinct delivery/product ledgers |
A |
All stages and any status assertion |
Gate/evidence links, dated decision, bounded claim and exception expiry |
FDE lead |
Gate owner; communications/counsel for external claims |
#mandate, #evidence, #adoption, EX-04/05 |
A—pending |
| AU-09 |
Customer-witnessed scoped acceptance distinct from production and platform adoption |
A |
Acceptance request |
Charter criteria, adverse tests/traces, residual risks, pass/fail |
FDE lead |
Customer acceptance owner; Decentra delivery lead |
#g2, #g5, #evidence |
A—pending |
| AU-10 |
Customer-run operational handoff within agreed scope, no implied perpetual support |
A |
Transfer |
Runbook, monitoring, training/handoff evidence, support and credential disposition |
FDE/support lead |
Customer operations owner and Decentra support owner |
#g6, #evidence |
A—pending |
| AU-11 |
IP provenance and quarantine; no cross-customer reuse without artifact-specific clearance |
A |
Creation of candidate artifact |
Creator/source/dependencies, repo, rights map and restriction flag |
FDE technical lead |
IP counsel and security before reuse; product owner for admission |
#g3, #g6, #evidence, LE-02 |
A—pending |
| AU-12 |
Productization is separate from FDE acceptance; cleared admission needs tests and owner |
A |
Candidate for common core |
Legal/security clearance, generalized test/version/maintenance decision |
Product owner |
IP counsel, security and product owner |
#mandate, #g6, PR-01 |
A—pending |
| CB-01 |
Customer-specific NDA/data processing, transfer, retention or data residency controls |
B |
Actual protected data, cross-border/third-party processing or contractual locale limit |
Data/role/jurisdiction map, effective terms, allowed region and flow |
Privacy/security owner |
Counsel and customer data/privacy authority |
#controls, SE-01, Phase 1 L3; not all engagements transfer data |
B—open |
| CB-02 |
External AI/subprocessor tool, training, prompt/log/backup and output conditions |
B |
Any customer material proposed for external model/vendor |
Model/recipient/data inventory, terms, customer approval, no-training/retention decision |
Security/privacy owner |
Counsel and customer data/tool authority |
#controls, #g4, SE-01; data-use approval is not AI export permission |
B—open |
| CB-03 |
Contractual subcontractor consent, vetting, flow-down and replacement |
B |
Outsider/subcontractor or staff change subject to terms |
Executed clause, consent, due diligence and roster |
FDE lead/HR |
Counsel and customer authorized contract/access authority |
#controls, SE-02, Phase 1 L4; not every employee change requires customer consent |
B—open |
| CB-04 |
PCI DSS cardholder-data and service-provider responsibilities |
B |
Actual cardholder-data environment or applicable client/assessor/network obligation |
Card-data/role boundary, counsel applicability finding, written allocation and validation if required |
Security/compliance owner |
Counsel and customer PCI/data/network authority |
#roles, #controls, LE-03, Phase 1 L6; no blanket PCI certification |
B—open |
| CB-05 |
Card-network registration, validation and operating rules |
B |
Specific network role, rail, client flow-down or service-provider status |
Network/role/contract mapping, applicable rule and registration evidence if required |
Payments compliance owner |
Counsel and customer network authority |
#qualify, #roles, LE-03; no universal registration |
B—open |
| CB-06 |
GLBA Safeguards or bank-interagency security obligations/flow-down |
B |
Actual covered entity, data, bank service or signed bank terms |
Entity/activity/data classification, primary-text and contract review |
Privacy/compliance owner |
Counsel and customer bank/privacy authority |
#controls, LE-03, Phase 1 L6; distinguish bank and nonbank regimes |
B—open |
| CB-07 |
Bank examiner access, records and supervisory third-party duties |
B |
Regulated bank engagement and applicable law/contract/exam scope |
Entity/service map, counsel-reviewed examination/retention clauses |
Compliance owner |
Counsel and customer bank/exam authority |
#roles, LE-03, Phase 1 L6; supervisory guidance is not a blanket statute |
B—open |
| CB-08 |
Reg S-P, securities-recordkeeping or broker-dealer-related flow-down |
B |
Covered customer/entity, customer-information or contractually relevant activity |
Regulated role and information map, counsel primary-text review, signed flow-down |
Privacy/compliance owner |
Counsel and customer regulated/compliance authority |
#controls, LE-03, Phase 1 L6; no assumed broker-dealer FDE mandate |
B—open |
| CB-09 |
External incident notice and independent clock/recipient matrix |
B |
Incident potentially meeting a specific contract, network or regulatory trigger |
Trigger/entity/recipient/clock matrix from signed terms and verified law, decision log |
Security incident lead |
Counsel and customer incident/regulatory authority |
#controls, LE-03/SE-04, Phase 1 L5; four-hour disruption, 36-hour bank, 72-hour provider and 30-day concepts are distinct, not universal deadlines |
B—open |
| CB-10 |
Regulated human credit/fraud/dispute/fund decisions and payment authority |
B |
Journey actually delegates or affects such regulated decisions/live funds |
Decision-rights and legal-role map, approval and rollback |
FDE technical lead |
Counsel and customer regulated/payment authority |
#qualify, #g3, #controls, Phase 1 L6 |
B—open |
| CB-11 |
SOW-specific AI evaluation, support/SLO, training and acceptance measures |
B |
AI output or negotiated service/acceptance scope |
Executed criteria, dataset/threshold/test and support schedule |
FDE lead |
Counsel for paper and customer acceptance/operations authority |
#g2, #g5–#g6, #evidence; no arbitrary targets |
B—open |
| CC-01 |
Foreground/background ownership, license-back and residual hierarchy |
C |
Negotiating customer IP terms or reuse |
Counsel-approved alternative and signed artifact rights schedule |
IP counsel |
Authorized contractual signatories and customer rights owner |
#roles, #approval-register LE-01; playbook alternatives conflict |
OPEN |
| CC-02 |
Generalized derivatives, cross-client reuse and AI-output/IP indemnity allocation |
C |
Proposed reuse/indemnity clause or customer artifact |
Clause and artifact-specific restrictions, dependencies, signed allocation |
IP counsel |
Authorized signatories; security and product for actual reuse |
#controls, LE-01/02/04, Phase 1 L1–L2 |
OPEN |
| CC-03 |
Liability cap/base, exclusions, AI loss and indemnity carve-outs |
C |
Negotiated commercial risk allocation |
Counsel-reviewed clause options, approved deviation and executed terms |
Counsel/commercial owner |
Authorized signatories and risk owner |
#approval-register LE-04, Phase 1 L1; no universal damages classification |
OPEN |
| CC-04 |
Modular agreement architecture: MSA or equivalent, SOW, conditional DPA/Security/AI/Payments schedule |
C |
Need for binding discovery/build/access terms |
Counsel applicability/precedence record, approved form or equivalent, executed instruments |
Counsel and FDE lead |
Authorized customer/Decentra signatories, security where relevant |
#g2, #controls, LE-04; no universal MSA for public/synthetic discovery |
OPEN |
| CC-05 |
Prices, exploratory subsidy, margin, staffing/capacity and payment authority |
C |
Commercial offer, budget or funding exception |
Approved budget, price/payment terms, capacity and authorized signer |
Commercial/finance owner |
Finance and executive/commercial signatory; customer signer for deal |
#mandate, #qualify, FI-01; model is not a target |
OPEN |
| CC-06 |
Publicity, customer naming and external partner/network/finance claims |
C |
Any external claim or publicity permission request |
Source-backed bounded claim, consent and written release |
Communications/commercial owner |
Executive communications, counsel and customer where required |
#controls, #approval-register EX-04; no inferred partner status |
OPEN |
| CC-07 |
Acceptance/remediation mechanics, change rights and support/wind-down |
C |
Drafting deal-specific acceptance and service clauses |
Signed SOW criteria, cure/decision route, handoff/support boundaries |
FDE/commercial lead |
Counsel and authorized customer/Decentra signatories |
#g2, #g5–#g6, LE-04; no automatic platform purchase |
OPEN |
| CC-08 |
Internal one-hour incident objective and staffed coverage |
C |
Proposal to adopt the playbook clock as organizational commitment |
Owner-approved route, coverage/back-up and exercise |
Security incident lead |
Security incident commander and executive/FDE practice owner |
#controls, SE-04, Phase 1 L5; immediate escalation proposed under AU-06, clock not ratified |
OPEN |